-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRXq0vpZedWtvG3+RhOHbEUS9ZuSsij71LJFWPJ1iCkLBhIMH0fcASr+sqzJXjzJ wn9Gbp93W0tPOwD8CuiHsA== 0001009448-06-000013.txt : 20060207 0001009448-06-000013.hdr.sgml : 20060207 20060207165014 ACCESSION NUMBER: 0001009448-06-000013 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060207 DATE AS OF CHANGE: 20060207 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SPIEGEL JERRY CENTRAL INDEX KEY: 0001279558 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 5169351100 MAIL ADDRESS: STREET 1: 375 NORTH BROADWAY CITY: JERICHO STATE: NY ZIP: 11753 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STATE BANCORP INC CENTRAL INDEX KEY: 0000723458 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 112846511 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39671 FILM NUMBER: 06585979 BUSINESS ADDRESS: STREET 1: 2 JERICHO PLZ CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 5164371000 MAIL ADDRESS: STREET 1: 699 HILLSIDE AVE CITY: NEW HYDE PARK STATE: NY ZIP: 11040 SC 13G/A 1 spiegel13ga.txt SPIEGEL13GA UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 2)* State Bancorp, Inc. (Name of issuer) Common Stock (Title of class of securities) 855716-10-6 (CUSIP number) December 31, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 855716-10-6 I. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Jerry Spiegel 2. Check the Appropriate Box if a Member of a Group (a) [ ] Not applicable (b) [X] 3. SEC Use Only 4. Citizenship or Place of Organization Citizen of the United States of America Number of 5. Sole Voting Power 348,677.1249 Shares Bene- ficially 6. Shared Voting Power 4,477.0255 Owned by Each Reporting 7. Sole Dispositive Power 348,677.1249 Person With: 8. Shared Dispositive Power 4,477.0255 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 539,144.0934 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not applicable 11. Percent of Class Represented by Amount in Row (9) 4.89% 12. Type of Reporting Person (See Instructions) IN CUSIP No. 8557 16-10-6 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Emily Spiegel 2. Check the Appropriate Box if a Member of a Group (a) [ ] Not applicable (b) [X] 3. SEC Use Only 4. Citizenship or Place of Organization Citizen of the United States of America Number of 5. Sole Voting Power 185,989.9434 Shares Bene- ficially 6. Shared Voting Power 4,477.0255 Owned by Each Reporting 7. Sole Dispositive Power 185,989.9434 Person With: 8. Shared Dispositive Power 4,477.0255 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 539,144.0934 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not applicable 11. Percent of Class Represented by Amount in Row (9) 4.89% 12. Type of Reporting Person (See Instructions) IN Item 1. (a) Name of Issuer. State Bancorp, Inc. (b) Address of Issuer's Principal Executive Offices. 699 Hillside Avenue, New Hyde Park, New York 11040-2512 Item 2. (a) Name of Person Filing. Jerry Spiegel The Securities are beneficially owned by Jerry Spiegel together with his wife, Emily Spiegel, as stated on Exhibit A hereto. (b) Address of Principal Business Office or, if none, Residence. c/o Spiegel Associates, 375 North Broadway, Jericho, New York 11753 (c) Citizenship. United States of America (d) Title of Class of Securities. Common Stock, par value $5.00 per share (e) CUSIP Number. 8557 16-10-6 Item 3. Not applicable. Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 539,144.0934 shares of common stock (b) Percent of class owned: 4.89% (c) Number of shares as to which the person has: i. Sole power to vote or to direct the vote: 348,677.1249 ii. Shared power to vote or to direct the vote: 4,477.0255 iii. Sole power to dispose or to direct the disposition of: 348,677.1249 iv. Shared power to dispose or to direct the disposition of: 4,477.0255 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Not applicable. Item 7. Not applicable. Item 8. Not applicable. Item 9. Not applicable. Item 10. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 2006 /s/Jerry Spiegel -------------------- Jerry Spiegel Exhibit A We, Jerry Spiegel and Emily Spiegel, hereby affirm that this Schedule 13GA is being filed by both of us as beneficial owners of the aggregate number of shares of State Bancorp, Inc. listed therein. Dated: February 7, 2006 /s/Jerry Spiegel ------------------------------ Jerry Spiegel /s/Emily Spiegel ------------------------------ Emily Spiegel -----END PRIVACY-ENHANCED MESSAGE-----